Our Story

Eagle Rock Capital Partners, Inc.  is a private, full service, independent financial services company headquartered in New Jersey. Eagle Rock Capital Partners. Inc. was founded in 2010 by Brian Roth to provide top-level services to its Corporate, Institutional and High Net Worth clientele, with an independent approach.  With over 20 years of experience, Mr. Roth has been involved in well over 1,000 offerings far exceeding $1bn in raises. Having been involved in both public and private offerings, we have been involved in IPOs, PIPEs, Private Placements, Follow On, ATMs, REG As, REG CFs and 1031s to name a few.

Upon graduation, Mr. Roth started his career at a NYSE member firm where he serviced HNW and Institutional clients. From there Mr. Roth was hired by Morgan Stanley where he was trained in Wealth management, and was ranked at the top of his class nationally among peers. Not content with the wirehouse structure, he continued on his path and joined a large, national independent broker dealer as a Senior Vice President. While still serving the HNW and Institutional clientele, Mr. Roth focused more on the corporate finance side of the business. As an Investment Banker he successfully raised in excess of $200mm in a 4 year span for small to mid cap companies, both domestic and abroad, primarily through institutional clients.

As the financial crisis of 2008 unfolded, the landscape of Wall Street changed forever over the next 2 years. It was in this time that Mr. Roth saw the huge disparity between the products available to the institutional clients compared to the public. In an effort to bridge the gap, he founded Eagle Rock Capital Partners to provide HNW clients access to institutional grade products, while still offering cooperate advisory services.

He is FINRA 7,24,31,63,65, and 79 (Investment banking principal) licensed. Mr. Roth resides in Northern NJ with his wife and two children.

We offer Corporate Advisory, Investment Banking, and access to Private Equity investments for High net worth individuals, institutions and Corporations.